The Guru Papers - Masks of Authoritarian Power

Though this book is pretty well-known I don't think it's been mentioned here yet.

An important chapter entitled "Oneness, Enlightenment and the Mystical Experience", relevant for Zen Buddhists, is available online from the authors:

http://joeldiana.com/downloads/guru_papers/gp_oneness_chapter.pdf

The Guru Papers was mentioned in the posting on the modern cultic experience -- which included many books from people coming out of various cults. Glad this section is on line for free. I've had this book on my shelf for years.

In the book there are several mentions of a larger, as far as I know unpublished, work by Kramer & Alstad called "Control", which apparently goes into more detail about the authoritarian aspects of Buddhism and Zen.

Does anybody know whether any parts of "Control" are available to the public?

have never seen "Control" - does not seem to be listed anywhere

:-) I am perhaps too much flitting in and out of OBCC to include anything reliable...I haven't looked into or investigated any of the following from What Is Enlightenment magazine, spring-summer 1996, and only came upon it because I was browsing for "kramer alstad control buddhism zen book", having read Christopher's post. It does refer to Control (and much beside) but gives no whereabouts to access that particular work...

The Kramer Papers: A Look Behind the Mask of Antiauthoritarianism

A personal account of a meeting with the authors of The Guru Papers: Masks of Authoritarian Power
by Hal Blacker

For many of us today the very word authority sounds strangely incomplete without its common prefix "anti." If you've lived through Watergate, through Contragate, or through any number of the other abuses of the trust reposed in our leaders, it is difficult to prevent the reflexive arising of a deeply negative response when authority rears its head. A long history of suffering and disappointment has caused the concepts of authority and authoritarianism—the misuse of authority for its own selfish ends—to become synonymous in many people's minds. In the arena of spirituality, the scandals of the past twenty years or so surrounding numerous gurus and spiritual leaders make the response of antiauthoritarianism to the concept of spiritual authority almost inevitable. So it is not surprising that of late there has been a rising tide of voices suggesting that the entire idea of authority in the spiritual world would best be resigned to the junk heap of history, to join other concepts which most modern educated people agree have outlived their usefulness, such as the divine right of kings and papal infallibility.

But none of the critics of the guru go as far as Joel Kramer and Diana Alstad, authors of The Guru Papers: Masks of Authoritarian Power. Their book is said to have had a profound influence on, among others, the vocal anti-guru convert Andrew Harvey during his time of spiritual crisis, when he broke away from Mother Meera, whom he had only recently declared the avatar who would save the world. Because of their influence on some of those who are most vocal in articulating the anti-guru "new paradigm," I knew I had to speak to Kramer and Alstad for this issue of What Is Enlightenment?, which examines the role of purity and authority in the spiritual life.

Joel Kramer is a trained philosopher, having completed most of his studies towards a Ph.D. in Western philosophy before dropping out to pursue Eastern philosophy and yoga. When we met, Diana Alstad told me, "He studied Western philosophy and got it. Then he studied Eastern thought and got it, too." He taught at Esalen in the 1960s and is a self-proclaimed hatha yoga adept. Diana Alstad's credentials are impressive as well. She received a doctorate from Yale University and taught the first women's studies courses at Yale and Duke universities. The Guru Papers is the only published portion of a far larger and more ambitious work called Control. It is perhaps the most articulated attempt to deconstruct the entire concept of spiritual authority and the philosophies underlying its uses and abuses.

When I called Joel Kramer, he readily agreed to an interview. At his request I reread the last chapters of his book. I also sent him the last two editions of What Is Enlightenment? A few days before our interview, however, he telephoned me and said that he had decided to call it off. We were too far apart, he told me. He had no respect for my point of view, or that of our magazine. He did not wish to grant us an interview, he said. I told him that an interview would give him a chance to reach the very people he was trying to help, seekers interested in the philosophies he saw as so dangerous and damaging. I reminded him that I was even willing to take the journalistically unorthodox step of granting him the right to review all of his statements for accuracy and completeness to ensure a fair treatment of his views. But he told me that this did not matter. He was not interested in trying to reach our readers, he said. Then he said something that sent off shock waves of the sort I imagine might occur in the far reaches of outer space when matter and antimatter collide. He told me that what bothered him was that our publication's point of view is that of a morality based on selflessness. He said that moralities based upon selflessness are a major source of the problems and dysfunctionality of the world. He went on to say that the major themes presented by the people included in our forum—themes he identified as those of impersonal love, detachment and egolessness—are the ideas responsible for the horrible mess that our planet is in. While listening to him, for no apparent reason an incongruous memory of walking down a desert highway in the heat of the midday sun entered my consciousness. I remembered the eerie sense of dislocation caused by the shimmering heat waves that surrounded me, how the colors of the landscape around me began to sickeningly undulate, shift and dissolve.

Somehow, reading The Guru Papers had not prepared me for the vehemence with which Kramer attributed the world's troubles to the influence of such ideas as selflessness, impersonal love, nonattachment and self-sacrifice. I found his position fascinating—and utterly incomprehensible. I had to go back and read his book again. And there it was in black and white. Why hadn't I seen it before?

In The Guru Papers, Kramer and Alstad do not only attack the institution of the guru due to its recent record of scandal and abuse. They go further and reject as inherently abusive and authoritarian the entire morality which they say underlies spiritual authority. The heart of their work is their critique of this morality, what they call "renunciate morality," which they see as dangerously flawed because it teaches the possibility and desirability of attaining selflessness. They say that renunciate morality, by teaching that selflessness and self-sacrifice are possible and are superior to self-centeredness, causes people to doubt themselves, and thus become susceptible to authoritarian manipulation. It is simply impossible to have selflessness without also having its opposite, self-centeredness, they say, and to teach otherwise is just a way of confusing and controlling people. According to Kramer and Alstad, moralities that teach selflessness as the highest goal are responsible for the mess that the world is in today, a mess that threatens humanity's very survival. When it really hit me that this was their underlying premise for rejecting what they call "the guru system," it shook me up, unsettled and even scared me, in part because I could see the alluring attraction of the idea that selfishness is natural, inevitable and OK.

During our telephone conversation, Kramer went on to say that although he would not do an interview, he was very interested in speaking to me personally about our views. Who knows? he said, he might change his mind about the interview after we spoke.

When we finally met, it became clear that Joel Kramer had never been serious about the possibility of changing his mind. But we did engage in a discussion, a debate and an encounter that lasted over four and a half hours. This encounter revealed more than a simple interview would ever have been likely to do. It left me feeling, both as a journalist and a human being, that I would be remiss in my duty to anyone serious about spirituality and its difficult challenges if I failed to recount at least a portion of what I saw of the psyche behind the mask of antiauthoritarianism that The Guru Papers's author presented.

It was a sunny day last summer when I went to meet Joel Kramer. I drove my car up an unmarked winding road to the top of the seaside mesa where he and Diana Alstad live. Diana Alstad met me at the door and invited me inside. Soon Kramer joined us and asked me if I would like to sit with him on their deck outside. As we sat there high above the Pacific Ocean's endlessly rolling and crashing waves dotted with foam, sea gulls and an occasional surfer, it seemed somehow fitting to me that my meeting with two of the sources of the widely proclaimed anti-guru new paradigm was taking place in the town of Bolinas, California. Bolinas is a coastal town off Highway 1, at the West's furthermost limits. A bastion of anarcho-libertarianism, its residents have driven the authorities to despair by repeatedly tearing down every sign announcing its existence that the California Department of Transportation has ever posted.

Enjoying the dramatic beauty of our surroundings, I thanked Kramer for meeting with me, and I told him that I had found his book fascinating. Then I brought up the subject of its reputed influence on Andrew Harvey. Yes, he said, the book had influenced Harvey. But he was critical of Harvey for not going far enough. Although Harvey criticizes the guru system, he still believes in the virtues of self-sacrifice and impersonal love, Kramer said.

Then, obviously not a man to waste time getting to the point, he let me know in a passionate tone that he had me and the magazine I write for pegged as perpetrators of what he calls the "renunciate morality" based on selflessness and self-sacrifice, which he claims is wreaking havoc upon this planet. He told me that he would never grant an interview to a magazine that promulgates such views, because he would not want to appear to endorse them. Taken aback, I was not sure how to proceed, but I did not have to think about it for long.

In a still forceful yet more philosophical tone, Kramer immediately went on to say that what is necessary is understanding—never renunciation. He asked me to explain how renunciation could ever lead to any good. I told him that I have personally struggled with a tendency towards anger, towards lashing out at people when I am crossed. I agreed with him that understanding is essential, and I told him that I am interested in anger's causes and effects. But being doubtless about its destructiveness, when I feel anger arising I think I should renounce acting out of it. By doing this, breaking the chain of action and reaction that anger creates, I have a better chance of coming to an understanding that will uproot it, I explained. But Joel Kramer was clearly unconvinced.

I brought up what I considered to be the heart of the matter. I told him that I found it hard to believe that he and Diana Alstad were serious in their assertion that selflessness or self-sacrifice does not have a higher moral status than self-centeredness. But I proposed to Joel Kramer that if we defined our terms it might turn out that we were not so far apart as it appeared. Perhaps they were using the term self-centeredness in a way that is different than usual.

"I can see aspects of what you might call selfishness or self-centeredness that arguably should not be negated,
such as creativity, individual discrimination, personal responsibility and so on," I suggested, attempting to find some meeting ground. "Perhaps this is what you mean by self-centeredness, and why you say it is necessary and should not be renounced?" But he dashed my hopes for a rapprochement, informing me in no uncertain terms that our viewpoints were diametrically opposed. This despite the fact that in his book, and in our ensuing conversation, he cited over and over again similar positive aspects of "self-centeredness" to those I had just proposed to him.

Then Kramer retook the offensive. He attacked the emphasis Eastern thought places on oneness, on our ultimate identity. For example, he pointed out to me that everyone has to face their death alone. I don't know if it was because we were perched so precariously high above the Pacific Ocean's crashing waves, but I was deeply struck by his point, and found myself sinking like a stone into the depths of a still contemplation of the aloneness of each of us in the face of the ultimate.

"That is a very profound paradox," I heard myself say, staring at him dumbly while vaguely recalling that paradox was one of those things Joel Kramer found especially pernicious, a sure sign of authoritarian thought. Joel Kramer looked at me, waiting. I repeated, "That is a mystery, and a profound paradox."

Then the answer came to me, like a silver fish leaping unexpectedly out of the blue ocean. "We are alone in the face of death, that is true," I said, "but that aloneness itself is a universal experience, pointing to our oneness as well as our individuality."

He remained silent. For a moment I could not tell if it was because he was struck by what I had said or flabbergasted at my obtuseness. Then, as if I had said nothing at all he stated, "No one else can feel my pain."

Our conversation continued in a similar vein. I wasn't surprised by the fact that our views were different. But what disturbed me was that we were never able to meet, even when it seemed at times that we agreed. Every time I posited a higher "one," he acknowledged it, but then countered with a "many." Every connecting universal I proposed was greeted with a nod, followed by the assertion of a unique and separating individual.

Kramer told me that he does not discount the idea of oneness, or the religious experience of it. "I've had oneness experiences," he said. But he and Alstad argue that from the oneness experience, religions abstract philosophies of oneness, drawing conclusions about human nature and the nature of existence from the experience of oneness, and this is where the trouble begins. Kramer and Alstad call these philosophies "oneness ideologies." In such ideologies, oneness and selflessness are given precedence over separateness and individuality, and thereby authoritarianism is born. Why is this? Because oneness is only one side of the picture, they say, and giving it higher priority than separateness makes human beings feel bad about themselves, and consequently susceptible to authoritarian manipulation.

We went over these points in various ways, again and again. Much was said, often with great passion, but very little actually happened. We seemed to be continually stuck at the same barrier, despite exploring it from every different angle. I would try to leap it, but would be pulled back. Sometimes I would barrel on, almost feeling lush green spaces beneath my feet, only to find I had been corralled back into the same narrow pen. At some point I noticed that several hours had passed.

Diana Alstad eventually joined us. I hoped her feminine grace would cause the jagged sharpness of our ideological battle to soften a little. I was growing a little tired of all this energy without motion. We were still sparring over individuality and uniqueness versus oneness and connectedness, and had not progressed at all. Diana solicitously took out a handkerchief and gently wiped some moisture from her husband's face. She began to say something to me that I did not catch, but Joel interrupted her, waving her off and saying, "He's more sophisticated than that." Holding up the last edition of What Is Enlightenment? and pointing to the words "impersonal enlightenment" on its cover, she criticized all teachings that emphasize the impersonal. Turning the conversation to the topic of love, I suggested that there is nothing uniquely personal or special about romantic love. This elicited a strong and immediate emotional response.

"But everyone wants to feel special!" cried Diana.

"No one loves Diana the way that I do," Joel asserted.

"Yes, perhaps," I responded, "but then everyone feels that way about their romantic involvement."

Joel Kramer changed the subject. He asked me if I thought that God or the Absolute was identical with the universe, and if so, wasn't Adolf Hitler God?

"No, Adolf Hitler isn't God," I said.

"Well then, is God separate from the universe?" Joel wanted to know.

"No," I said, "God isn't separate from the universe, but He or She or It is not identical to the universe."

"But that's dualistic. That's monotheism,"exclaimed Alstad. (Kramer and Alstad believe that monotheism is patently authoritarian, whereas the authoritarianism of Eastern "oneness ideologies" is more subtle and hidden, although equally pernicious.)

I replied that saying that God is identical even with the entire universe still limits God, and God is unlimited.

A moment of stunned silence. Then I pointed out that we were enmeshed in the old debate of transcendence versus immanence of the Absolute, a philosophical issue of great profundity that theologians have been wrestling with for centuries. "I don't have the answer either," I said. "The closest I can come up with at the moment is that God is both transcendent and immanent."

"Well, you can't have it both ways," Joel protested.

I have to admit that even at this late stage in the proceedings this response surprised me a bit. One of the more interesting aspects of Kramer's and Alstad's thought is their insistence that we need to go beyond either/or "bipolar" thinking and become proficient at dialectics if we are to have any hope of solving the problems of our weary and burdened globe. The hallmark of dialectics is that out of the clash of opposites, a higher inclusive synthesis is supposed to emerge. But despite hours of lively tête-à-tête no glimmer of a synthesis of our opposing views was in sight. I decided to give it one last try.

"Couldn't your understanding of oneness or selflessness be artificially limited?" I stammered. I was getting worn out. "Isn't the very point of genuine oneness experience and understanding the resolution of the conceptual opposites of one and many, self and nonself, into a higher unity? And isn't this where dialectics is supposed to ultimately lead?" It didn't work. He said that there is no higher oneness; the one is always opposed to the many. And we were back in the same loop.

But I hadn't quite run out of steam yet. I finally asked, "If selflessness is a harmful basis for morality, as you argue, what would you base morality upon?"

They both answered, "Survival." They said that given the ecological crisis and the threat of nuclear extermination, this was the problem most urgently facing humanity today. I could not disagree with this. But I asked how a morality of survival could be free from the danger of authoritarianism. "In fact," I went on, "I don't think you could find a morality more susceptible to authoritarian abuse than one based ultimately on survival. Wasn't the survival of China, for example, the rationale for Chairman Mao's authoritarian oppression? Couldn't survival as the ultimate yardstick justify the most extreme forms of suppression of the individual?" Diana Alstad hesitantly offered that respect for the individual would be seen as necessary to survival of the race. Then Kramer changed the subject again.

Feeling that we were now beyond the point of polite philosophical debate, Kramer told me, in so many words, that although intelligent, relatively sophisticated, and sincere, I was very confused. "I don't hold back saying where I think things are at," he told me, in case I was unsure of this. After four and a half hours of battle with his and Alstad's prodigious intellects, this was one of the few things I was not unsure of at this point. But there was one other.

Joel Kramer had told me that in his days of teaching at Esalen and elsewhere, he had been tempted to become a guru himself. Several times during the course of our conversation he had asserted that he could have pulled it off if he had wanted to. "I know what people expect, and I could play that role," he told me. But when he was teaching he saw the temptation, and the effect that adulation from others had on him, and he didn't like it. He knew that the temptation to abuse the position was too strong and he renounced taking the role. I respected him for that. I had even had a similar experience, although not as dramatic as his, years ago when teaching a class on spirituality, and had made a similar choice.

"Well, I haven't told you explicitly what I think is behind your philosophy," I said. They invited me to go on.

"I think that many people have been deeply burned, both by what they have seen in others who have abused the guru role and by what they have seen in themselves," I said. "Being genuinely selfless is the greatest challenge. Most of us come up against the same temptations in ourselves, and make the same mistakes, over and over again. It is very easy to despair of ever going beyond the temptations of power and selfishness." I was speaking from personal experience here, not from theory. Despite years of effort at personal transformation, I was still very much struggling. "I think that the difficulties that you faced in yourself have made you deeply cynical about the possibility of anyone manifesting real selflessness," I concluded.

There was a moment of silence. I could not tell if they were impressed with my point, or only affected by the emotion behind it. It seemed that for an instant there was the possibility of meeting in mutual respect, but the moment passed. There wasn't much more to say.

Soon, another visitor dropped by and I took my cue to thank them both and leave. On my way out Alstad gave me a book of teachings by Kramer from years ago, some articles by him on yoga and a copy of a manuscript of a new book they are working on about the inherent authoritarianism of Buddhism. Diana and I spoke for a few moments about my current spiritual involvement, and she graciously said to Joel that she thought there was more to it than the usual "oneness ideology." But Joel, looking annoyed, just waved this off, said good-bye and returned to his guest.

I drove back down the mesa, through a grove of eucalyptus, and headed south on Highway 1. Bolinas Lagoon rippled orange beneath the setting sun, silhouetting statuesque egrets, herons and other waterfowl, nature forming a picture of peaceful perfection.

Exhausted, I breathed a sigh of relief.

(link: http://www.douban.com/note/30945559/)

Have you tried emailing them, Christopher, on info@JoelDiana.com?

Thanks Anne, I had read that interview too. I haven't emailed the authors yet; I figured I'd try asking on this board first, since there are a lot of knowledgeable people here.

So once I've finished reading The Guru Papers I will probably email them, and will post any results on here.

'I' can never be a Guru because I am a ordinary person like everyone else. You can be my guru because I accept that I can learn from you. Just as I could take someone as my physics teacher, and that does not mean that they know all of physics and are necessarily a better physicist than me. When 'I' become a Guru I have already fallen into delusion and see myself not only as knowing better than others but also as being better than them. This way leads to intolerance and delusions of 'superior' beings, of which I'm one of course. And from this all the other tawdry evils follow, look at Eko. You are all my gurus and have taught me much, thank you. But I don't think that you are intrinsically superior beings - except Henry and Howard of course

Mark, well said! Henry and Howard are indeed exemplary teachers (however much they are both likely to reject the concept)--and so skillful in the way they play off each other as well... ;-).

Thanks, Anne, for posting this article!

Although I haven't read it yet, I have little doubt that The Guru Papers makes important observations about the dynmics by which teachers do, in fact, claim authority over students in ways that become exploitive.

At the same time, the authors seem to have become caught up in a rather one-sided view of their own hyopothesis. The following quote seems, to me, to lie at the heart of the matter (in the following conversation between Hal and Joel):

"A moment of stunned silence. Then I pointed out that we were enmeshed in the old debate of transcendence versus immanence of the Absolute, a philosophical issue of great profundity that theologians have been wrestling with for centuries. "I don't have the answer either," I said. "The closest I can come up with at the moment is that God is both transcendent and immanent."

"Well, you can't have it both ways," Joel protested."

I would say that one of the many points that virtually all mystics are in agreement on is that the transcendent source of existence itself is simultaneously both transcendent and immanent.

I would propose that, in reality, you can only have it both ways! Manifested physical existence is nothing but empty awareness itself--unfolding as existence itself.

Joel's failure to understand the inherently paradoxical nature of reality, and his rejecting of the reality of paradox itself, does not invalidate his assessment of Guru-exploitation--it invalidates his final conclusion.

His final conclusion is that the teaching of the transcending of self is nothing but a strategy for exploitation.

His conclusion is incorrect.

:-) My reflections have been rather as yours, Kozan, and I would think that maybe one best bear in mind the perspective indicated in the WIE? article when reading The Guru Papers (or perhaps it's already explicit in the book). Sometimes people can see certain words as only signifying one thing when in actuality more is possible...and sometimes maybe people want to distance themselves from a presentation of a teaching (including certain imputations or inferences) that proved a big and painful stumbling block to them at one time, so certain words associated with it are verboten however used (a bit like an ex-alcoholic avoiding even one drink maybe). The above article is from 1996, and of course the authors may have had time to process further.

They have a new book out, The Passionate Mind Revisited, which is a "re-visiting and re-visioning" of The Passionate Mind originally published in 1974. In the introduction to the new book, they remark: "We contend that any construction of human thought (including of course our current one in this book and the one from thirty-five years ago) is potentially fallible and needs to be subject to revision through the feedback and changes that life brings." In the introduction, they also remark on some points that are errors which I believe can arise with an "Eastern worldview" (I think that perhaps with any system there are typical areas where people may 'go wonky', which is not to say that everyone who uses that framework has to go or stay wonky at that point)...

The authors wrote:

...In the East “being,” which is identified with “timeless” states that are “outside of psychological time,” has been traditionally more valued. Since thought generates the subjective sense of time and creates the past and future, it is looked upon as a hindrance to being in what is called the “eternal now.” This worldview envisions the unity of existence as primary, with diversity being secondary at best, and the boundaries that create individual entities constituting a lesser order or even considered unreal. A flow of values has come from the unity worldview that look upon ego and self-centeredness, competition, and attachments to anything as not only blocking spiritual connection but as being the source of our earthly problems. Enlightenment for the East is a timeless unchanging state that is beyond thought, beyond attachments, and beyond the needs of a person or person’s ego for personal enhancements. Here fundamental truth is static, eternal, and unchanging...

At the core of Oneness “renunciate” practices is a negation of the reality of the world, matter, and self, along with a villainization of thought, separation, ego, desire, attachments, boundaries, etc. This has led to cultural confusion in the post-sixties West and in much of New Age thought. A more useful, and we think truer, worldview would synthesize the valid parts of both Eastern and Western worldviews and include valuing and protecting democracy, evolution, social justice, and so on. Spiritual activism and engaged Buddhism are steps in this direction—attempts to effect positive change in the world. It is vital that these acts not be limited by authoritarian worldviews, values, and processes...

Concerning, for example, their point that "Since thought generates the subjective sense of time and creates the past and future, it is looked upon as a hindrance to being in what is called the 'eternal now'", I think this is indeed a notion that practitioners can suffer from, perhaps particularly if at a stage where thought seems like 'me' and 'I', and 'I' seems to be in the way of the 'Beyond'...a bit like Prince Siddhartha undertaking severe ascetic practices to stop desire arising...and if the thinking about past or future is not understood as actually occurring now anyway. So the authors are highlighting some spiritual diseases...but I hope they don't infer them as inherently the sum total of what is being taught, learned, realised in "Eastern" frameworks.

I have not read their books, so am just blahing here; and what I have written above is not intended to undermine any valid points they make on "authoritarian masks of power". (-:

Links to their site, and to the introduction of The Passionate Mind Revisited are as follows...
Website: http://www.joeldiana.com/
Intro: http://www.joeldiana.com/downloads/pmr/PMR_Intro.pdf

Can anyone who has the original English version of The Guru Papers do me a small favour?

I would like to quote a passage from it in an upcoming paper, but I only have the German version of the book. So could someone possibly tell me what the exact original English version of the following quote is? It's in the fourth to last paragraph of the chapter "Gurus, Psychotherapy and the Unconscious," and begins with something like "The power to give names, arrange marriages and dictate duties and behaviours..." and ends with a sentence like "A deeper reason, however, is that it helps the guru become the centre of the student's emotional life, which thus promotes the latter's surrender." It's on page 140 of the German version but I doubt that the pagination is exactly the same in the English one.

Thanks in advance for any help you can offer!

my version is somewhere amidst thousands of books - am looking for it, so when i finally bump into it, will find that for you....